We know that the experience of pain
is influenced by culture, anticipation, previous experience,
various emotional and cognitive contributions, and by the
situational context. Reactions to stimuli that produce pain vary
among people and even for the same person at different times.
Nociception (pain signals sent to the brain) is a sensory
process. The experience of pain is a perceptual process that
requires attention to and interpretation of this sensory input.
Sensation does not equate to perception in a 1:1 relationship!
Therefore, pain is a subjective experience that is dependant
upon a person’s perception of pain signals.
Why do I need a
psychological evaluation for Pain? Perhaps the simplest way of
answering the question, "Why are psychological evaluations
important for injured patients?" is to say that it is an accepted
part of general clinical practice. The most widely accepted
definition of pain is that developed by the Taxonomy Committee of
the International Association for the Study of Pain. It describes
pain as "An unpleasant sensory and emotional experience associated
with actual or potential tissue damage." Its definition goes on to
note that:
- Pain is always subjective. Each
individual learns the application of the word through experiences
related to injury in early life. Biologists recognize that those
stimuli which cause pain are liable to damage tissue. Accordingly,
pain is that experience which we associate with actual or potential
tissue damage. It is unquestionably a sensation in part or parts of
the body, but it is also always an unpleasant and therefore also an
emotional experience... Many people report pain in the absence of
tissue damage or any likely pathophysiological cause; usually this
happens for psychological reasons. There is usually no way to
distinguish their experience from that due to tissue damage if we
take the subjective report. If they regard their experience as pain
and if they report it in the same ways as pain caused by tissue
damage, it should be accepted as pain... [Pain] is always a
psychological state, even though we may well appreciate that pain
most often has a proximate physical cause.
Psychological factors also
associated with the onset of pain disorders. The National Institute
of Occupational Safety and Health (NIOSH) is a part of the Center
for Disease Control in the Department of Health and Human Services.
After extensive study, NIOSH concludes that psychosocial factors
have a role in the onset of musculoskeletal disorders:
- While the etiologic mechanisms are
poorly understood, there is increasing evidence that psychosocial
factors related to the job and work environment play a role in the
development of work-related musculoskeletal disorders (MSDs) of the
upper extremity and back.
The North American Spine Society is
the parent organization of Spine, perhaps the most prestigious
journal on the orthopedic care of back and neck injuries. NASS has
spent years developing clinical guidelines for treatment of these
injuries, and these protocols are internationally recognized.
Although they were developed by orthopedists, these guidelines
strongly advocate the role of psychology. NASS suggests that for
"Phase II" patients (20-30% of patients), a psychological
consultation is often warranted for the purpose of preventing
psychosocial deterioration or address return to work issues. For
"Phase III" patients (5-8% of patients), active multidisciplinary
treatment including psychology is advocated to effect recovery or
reduce disability. It is the position of NASS that:
- Chronic pain is now understood as a
complex psychophysiological behavior pattern ... While intensive
rehabilitation approaches to spinal disability present society with
high short-term costs, long-term benefits of such treatment
approaches ensue because of decreased long-term indemnity and
medical costs, reduced incidence of permanent injuries, and
improved job performance.
Along these same lines, the American
Academy of Pain Medicine has produced a consensus statement
entitled "The Necessity for Early Evaluation of the Chronic Pain
Patient." This statement notes that:
- The diagnosis and management of
chronic pain is a complex process requiring intensive,
comprehensive, and interdisciplinary services for optimum treatment
outcomes. Thorough and effective pain evaluation and control must
be the primary goals.
What are the chances that a
pain patient has a psychological problem? Those with chronic
pain are at risk for a variety of mental health problems. Mental
illness is noted at a much greater prevalence in pain patients.
Polatin et al. (1993) found that in their sample that 77 percent of
their patients met lifetime diagnostic criteria for some form of
mental illness even when pain disorders were excluded. They also
found that 59 percent demonstrated current symptoms for at least
one psychiatric diagnoses which is significantly higher than
lifetime and current rates of mental disorders in the general
population (29-38 percent and 15 percent respectively). The most
common diagnoses in this study were substance use disorders and
anxiety disorders. Fifty-one percent of the sample met criteria for
at least one personality disorder. Substance use disorders and
anxiety disorders were likely to precede chronic low back pain
whereas depressive disorders were likely to follow low back pain.
Other estimates of the percentage of chronic pain patients with a
diagnosable psychological condition range from 86.5% (Katon et al,
1985) to 90% (Large, 1986). Furthermore, 40% (Large, 1986) to 59%
(Fishbain, et al 1986) of these patients were diagnosed with a
personality disorder. Patients suffering from chronic lower back
pain have higher incidence of Major Depressive Disorder, substance
use disorders, and personality disorders than those with acute low
back pain. In contrast, those with acute pain are more often
diagnosed with anxiety disorders. Anxiety is considered to be a
common reaction to acute pain while more disabling
psychopathologies are associated with chronic pain. Anger is also
associated more with chronic pain; however, current diagnostic
classification systems exclude anger disorders.
What does my head have to
do with anyting? The problem is my physical condition! The
straight answer is that psychological variables have been found to
be better predictors of pain and disability chronicity than
physical variables.
- A research team led by Stanley
Bigos, M.D. at the Boeing Plant in Seattle found that psychological
factors played the dominant role in determining who would file a
Worker's Compensation claim for back pain (Bigos, et al., 1992).
About 100 different variables were explored, most of which were
medical in nature. Despite this, the only factors found to predict
who would file a Worker's Compensation claim for back pain were job
dissatisfaction, hysterical personality traits and antisocial
personality traits.
- Psychological factors correctly
predicted 91% of the time which back pain patients would recover
from an injury and which would go on to become disabled (Gatchel,
et al., 1995).
- It was found that psychological
variables alone predicted delayed recovery accurately 76% of the
time (Burton, et al., 1995).
- In contrast, commonly used medical
tests have not demonstrated much predictive validity . In a study
of the MRIs of 98 "normal" persons with no back pain symptoms, 52%
had bulging disks, 27% had a protrusion, and 1% had an extrusion
(Jensen, et al., 1994).
- One study compared lumbar surgical
outcome for adult patients, some of whom reported being abused as a
child and others who did not. The persons who reported having not
been abused as a child had exhibited a 95% successful surgical
outcome. In contrast, the persons who reported having been abused
as a child exhibited only a 15% successful surgical outcome
(Schofferman, et al., 1992).
- A meta-analytic procedure was used
to determine the relation between disability compensation and pain.
A total of 157 studies on this topic were reviewed, and comparisons
were made on the basis of 3,802 pain patients and 3,849 controls.
The results indicated that compensation is related to increased
reports of pain and decreased treatment efficacy (Rohling et al,
1995).
- In a World Health Organization
study of 26,000 subjects in 14 countries, it was found that
physical disability was more closely associated with psychological
factors than it was with medical diagnosis (Ormel, et al.,
1994).
- An article in JAMA reported that
patients treated in a functional restoration treatment program for
chronic low back pain and were compared with 72 patients not
treated. A two-year follow-up that 87% of the treatment group was
actively working after two years, as compared with only 41% of the
nontreatment comparison group. (Mayer TG , et al, 1987)
- When psychological risk factors are
assessed and treatment in a functional restoration program is
structured to address these difficulties, then patient
psychological difficulties interfere less with outcome. (Gatchel
RJ, et al, 1994).
What increases my risk for
developing chronic pain? Factors that place patients at risk
for developing chronic pain include the presence of non-organic
signs, evidence of alcohol and/or drug abuse, avoidance anxiety,
PTSD, depression, anger, history of physical or sexual child abuse
or substance abuse in caretaker of the family, family instability,
presence of specific personality traits/disorders, somatization
traits, poor interpersonal relationships, arrests, anger at
employer, history of poor job performance, unstable work history,
number and intensity of pain behaviors, neuroticism, and health
preoccupation.
What is cognitive
behavioral therapy (CBT) and how does it work? The CBT
model incorporates pain sufferers fear avoidance, contingencies of
reinforcement, expectations, and contextual factors of the
situation into an integrated solution to chronic pain and
suffering. People learn to predict behaviors based on experiences
and information processing. All of us filter information through
our own expectations, belief systems, and schemata and react
accordingly. CBT emphasizes a reciprocal relationship between the
person in the environment.
Assumptions of CBT with
Pain Patients (from: Turk, 2002):
1) People are active processors of
information rather than passive reactors to environmental
contingencies. Anticipated consequences become as important as
actual consequences.
2) Thoughts elicit or modulate
affect and physiologic arousal, most of which serve as an impetus
for behavior. Conversely, affect, physiology, and behavior can
instigate or influence one’s thinking processes. We are complete
people, and no part of ourselves is separate from another. " In a
real sense, people create their environments." (Turk, 2002, P.
140).
3) Behavior is reciprocally
determined by both the environment and the individual.
4) People have learned maladaptive
ways of thinking, feeling, and responding so successful
interventions are designed to alter behavior should focus on
maladaptive thoughts, feelings, physiology, and behaviors and not
one to the exclusion of the others.
5) Because people are instrumental
in developing and maintaining maladaptive thoughts, feelings, and
behaviors, they are, can be, and should be considered active agents
of change of their maladaptive modes of responding. People cannot
consider themselves to be helpless pawns of faith; rather, they
should become active in caring and learning more effect of modes of
responding to their environment and their problems.
Stimuli–> schema –> thoughts
–> perceptions: People engage in a meaning analysis.
Example: A patient may have
incorporated cognitive schemata that he or she is seriously
disabled, that disability is a necessary aspect of pain, that
activity is dangerous, and that pain is an acceptable excuse for
neglecting responsibilities. This person will likely demonstrate
maladaptive responses to pain and report a significant disability
status. Through the process of stimulus generalization, this
patient may avoid more activities and become more and more
deconditioned and disabled.
Cognitive interpretations also
affect how patients present symptoms to significant others
including health-care providers and employers. These communications
may even elicit responses that reinforce pain behaviors and
impressions about the seriousness, severity, and on controllability
of the pain. Behavior, feelings, thoughts, and biology are all
interconnected. What influences our behavior will influence all
other realms. Psychologists using a CBT approach emphasize thoughts
as the primary targets for psychological interventions. Thoughts
are relatively easy to identify but change on a moment by moment
basis. The elegance of the CBT model is that changing unhealthy
thoughts to healthy thought changes unhealthy feelings, behaviors,
AND biological processes to healthier responses!
For example, medical science
has shown that antidepressant medications and CBT result in similar
effects. Brain scan technologies indicate that the areas of the
brain undergo changes following cognitive therapy. Changing your
thoughts is the equivalent to changing your brain. Cognitive
therapy generally may take 1-2 more weeks longer than medication to
be effective; however, the cognitive therapy leads to greater
improvements in more people due to decreased attrition and better
tolerance of treatments, and these changes are more resistant to
relapse than medication therapy alone. Cognitive therapy techniques
ultimately save time, effort, and money. People that learn to use
CBT techniques become skilled self-monitors, and they begin to pay
a great deal of attention to the way in which they think about
things. They appreciate the power of thinking, and the cumulative
effects of specific thoughts over time. They learn to dispute and
challenge thinking errors as they occur. This leads to some
immediate relief as well as to cumulative benefits over time. By
exercising CBT techniques consistently over time, you will change
your automatic unhealthy thoughts into automatic healthy and
powerful thoughts.
What is CBT like? What will I
do?
CBT is problem solving
oriented, educational, collaborativen, and supportive. People
practice consolidating skills in the clinic and at home, and they
are encouraged to express thoughts and feelings so they may learn
to better control those that impair their rehabilitation efforts.
Patients learn to address the relationship between thoughts,
feelings, behavior, and physiology. Tthey also learn how to
anticipate setbacks and how to deal with them.
What are the Goals of a Cognitive
Behavioral Approach?
Specific goals of CBT are to:
- Re-conceptualize the view that the
chronic pain is not overwhelming, it is manageable. This provides
for a more benign view of the problem, it translates physical and
psychological symptoms into difficulties they can be pinpointed and
addressed, and it teaches the patient that problems are amenable to
solutions. This fosters hope, positive anticipation, and the
expectancy for success.
- Convince patients that the skills
necessary for responding to problems more actively will be included
in treatment
- Reconceptualize patient ideas that
passive and reactive approaches are useless and that active and
resourceful approaches lead to success
- Ensure that patients learn how to
monitor their thoughts, feelings, behaviors, and physiology.
- Teach patients how to use and when
to use adaptive coping behaviors required for healthy adaptation to
pain.
- Encourage patients to attribute
success to their own efforts.
- Anticipate problems and discuss
these as well as ways to deal with them
Cognitive behavioral therapy
sessions are structured and include specific elements. The
following list describes the basic structure of the CBT
session.
- Check mood
- Check pain level
- Check on activity level and changes
in functional abilities
- Discuss important points of
previous session
- Set current agenda
- Review homework
- Discuss agenda items
- Establish new homework
assignment
- Provide summary of session
- Elicit patient feedback as to what
is helping and what is not
- Give final summary and feedback to
the patient
What do you mean I’ll have
homework? Performing therapy homework is essential for success
as it helps people to take what they learn in session out into
everyday life. Homework typically includes activities
that:
- assess problem areas in life
- assess typical responses of
significant others to pain, pain behaviors, and functional
limitations
- help make the patient and
significant other more aware of factors that exacerbate and
alleviate suffering
- help patient and significant others
identify maladaptive responses to pain and pain behaviors
- consolidate use of coping skills,
communication skills, and physical exercises
- increase activity levels
- illustrate how progress can be made
in light of suffering
- reinforce self-efficacy
- identify impediments to
self-management
- assess clinical team in evaluating
progress and in modifying goals
Studies Supporting
Efficacy: Does this stuff really work? Again, the simple answer
is yes. Psychological treatments for chronic pain conditions do
work. Research into the area of therapeutic effectiveness shows
that:
- Multidisciplinary pain treatment
programs that incorporated cognitive-behavioral therapy and
behavior therapy approaches were significantly more successful than
unimodal treatment and no treatment controls (Cutler et al, 1994;
Flor, Fydrich & Turk, 1992).
- A review article published in the
Journal of the American Medical Association concluded that there
was "strong evidence" for the efficacy of behavioral interventions
in managing pain (NIH, 1996).
- A meta-analysis reviewed 33 studies
examining the effectiveness of behavioral treatment of chronic pain
(Morley, Eccleston, & Williams, 1999). The data indicated that
behavioral treatments are effective in reducing the experience of
pain and in improving coping skills. These results supported that
idea that behavioral treatment is superior to standard alternative
treatments in reducing pain and increasing cognitive coping.
Behavioral treatment is alternative to waiting list controls on a
number of dimensions, including pain level, mood, activity, and
functioning.
- In a 1998 article on "empirically
supported treatments" in the area of health psychology, Compas and
colleagues used standardized criteria to review the literature;
they concluded that behavioral and cognitive pain management
treatments tend to produce clinically significant improvements in
both psychological and physical functioning in individuals with a
variety of chronic painful conditions, including back pain,
migraine, arthritis, and irritable bowel syndrome.
- Patients who respond to their pain
with active coping strategies (e.g., stretching, relaxation,
exercises, cognitive reframing) tend to have a better adjustment
than patients who utilize more passive coping strategies
(inactivity, helplessness, hopelessness) (Caudill, 1995; Fordyce,
1988; Fordyce, Brockway, Bergman, & Spengler, 1986; Jensen,
Turner, Romano, & Karoly, 1991).
- By 1994, there were 15 studies
supporting the use of cognitive therapy for tension-type headaches.
It appears to lead to an approximately 53% reduction in total
headache activity (Bogaards & ter Kuile, 1994; McCrory,
Penzien, Rains & Hasselblad, 1996).
- In a direct comparison, CBT was
more effective than EMG biofeedback and relaxation for people who
were also attempting to deal with high levels of daily stresses
(Tobin, et al., 1988).
How will I know that CBT
works?
It is important to track
improvements. Dr. Williams includes outcome measures in his
treatment of chronic pain conditions. The following case examples
illustrate how this process is employed.
CASE
EXAMPLES
"Dale"
Diagnostic Impressions:
DSM-IV-TR
Axis I Major Depressive
Disorder, Recurrent, Moderate
Pain Disorder due to a General
Medical Condition with Psychological Features
Opioid Disorder, NOS (Habituation
and Tolerance)
Axis II Avoidant,
Depressive, Dependent, and Negativistic Personality
Features
Axis III Lumbar Disc
Disease, Radiculitis, Post Laminectomy Syndrome, Depression, and
Asthma
Axis IV Legal Problems
(Worker’s Compensation), Financial Problems, Pain, Problems
with
Social and Primary Support
AXIS V GAF = 45-50 (at
intake)
Case Summary.
Dale presented as a 5'3", 156
lb., 29-year-old African-American male who reported that he was
injured on the job. He reported that he had a prior back surgery
and that he was taking Neurontin, Effexor, and Lortab. Dale is a
high school graduate with four years of college. His family history
is marked by substance dependency among second-degree relatives on
his mother’s side. He denies familial history of mental health
problems, and he describes his family in positive terms. Dale has
no legal history. He has a stable work history. He presented for a
psychological evaluation to assist with the medical treatment of
his chronic pain. Medical diagnoses provided with the referral
included lumbar disc disease, radiculitis, post laminectomy
syndrome, depression, and asthma. Dale’s thought content was marked
by a preoccupation with his somatic functioning, and his thought
processes were intact logical, and coherent. He presented with
signs of depression, somatization, and opioid tolerance. He did not
report a history of psychological markers of addiction. Pain
assessment measures revealed that he reported more depression,
anxiety, and somatic complaints than the typical pain patient, and
that there was a significant emotional overlay to his pain
complaints. Personality assessment with the MMPI-2 resulted in a
valid profile showing excessive somatic concerns, significant
malaise, paranoia, and depression. Further, specific and
generalized fears were also endorsed. The psychological evaluation
was followed by one feedback session to provide results of the
evaluation and an orientation to cognitive therapy. He participated
in weekly group therapy sessions (structured pain management
treatment group where the patient had a manual provided) and
individual therapy sessions for 18 weeks. Group and individual
attendance was marginally adequate at first, but improved once he
was adequately engaged in treatment. Medication changes included
the discontinuation of Lortab. In therapy, he was cooperative,
active in his own care, and responsive to cognitive interventions
but less so to relaxation exercises and clinical
hypnosis.
OUTCOME ASSESSMENT:
Baseline and outcome measures were taken using the Pain Patient
Profile-Third Edition. This is a psychological assessment designed
to measure levels of depression, anxiety, and somatization. It is
normed on community and pain patient samples. Testing shows that
Dale left therapy with significantly lower levels of depression,
anxiety, and somatization than he noted at baseline assessment.
These changes occurred even with the discontinuation of opioid
treatments.
Measures | Baseline | Post-Treatment |
P-3: Depression | 68 | 55 |
P-3: Anxiety | 63 | 41 |
P-3:
Somatization | 58 | 44 |
"Flo"
DIAGNOSIS: DSM IV-TR
Axis I Major Depressive Disorder,
Single Episode, Moderate to Severe,
Generalized Anxiety
Disorder, Mild to
Moderate
Pain Disorder Due to a
General Medical Condition with Psychological Features
Axis II
Schizoid,
Obsessive-compulsive, and Avoidant Personality Features
Axis III
Left
Shoulder Joint Pain, Chronic Low Back Pain, Diffuse Myofascial
Tenderness, Obesity with Deconditioning, Hypertension, and Coronary
Artery Disease
Axis IV Problems with
access to health care services (under-treatment of psychological
needs), Problems with Social and Primary Support, Unemployment,
Chronic Pain, Legal Issues (Worker’s Compensation)
Axis V GAF
= 55 (at
intake)
Case
Summary. Flo presented
as a sullen and emotionally brittle 28 year old, 233 lb. 5 ft. 3-inch Caucasian
female with a chief
complaint of insomnia and chronic pain following a work related
injury. She was taking the
following medications: Talwin, Vioxx, Flexaril, and Lopressor. Flo
was born to an intact family, and she dropped out of school in the
11th grade. She described her family in positive terms,
and denied any family history of mental health problems or
substance dependency. She was never victimized by physical, sexual,
or emotional abuse. She is married, with two sons and she lives
with her husband. She has no legal history, and she had a stable
work history prior to her work related accident. She is followed by
a physician for her pain management needs. She has never been
hospitalized for psychiatric reasons, and she has had no prior back
surgery. Flo was cooperative throughout the interview. Her thought
content and processes were intact, logical, and coherent. Mental
status examination revealed that she was experiencing symptoms of
pain, depression, sleep problems, and anxiety. Pain assessment using the P-3 revealed that she was
experiencing higher than average levels of depression and
somatization than the typical pain patient. Personality testing
with the MMPI-II revealed that she was struggling with symptoms of
depression and anxiety, and that under stress she is likely express
emotional pain through somatic channels. The results of the
MCMI-III revealed Schizoid, Obsessive-compulsive, and Avoidant
Personality Features. No overt personality disorder was noted. A
psychological evaluation was followed by one feedback session to
provide results of the evaluation and an orientation to cognitive
therapy. She participated in weekly group therapy sessions
(structured pain management treatment group–manual provided) and
individual therapy sessions for 12 weeks. No medication changes
were made during the course of her care. In therapy, she was
cooperative, active in her own care, and responsive to both
cognitive interventions, relaxation exercises, and clinical
hypnosis. She never became compliant with her pain log, but she did
practice relaxation exercises, journaling, activity scheduling and
pacing, behavioral assignments (returning to hobbies, going outside
more frequently, walking, etc.), and monitoring of cognitive
distortions. She joked about how acutely she watched her
language.
OUTCOME ASSESSMENT:
Outcome was again measured with the Pain Patient Profile-Third
Edition. Results show significant improvement in all areas assessed
even though no medication changes were made during the course of
care.
Measures | Baseline | Post-Treatment |
P-3: Depression | 55 | 41 |
P-3: Anxiety | 46 | 39 |
P-3:
Somatization | 50 | 41 |
Note. Of course,
therapy is not always effective, and outcomes depend greatly on the
effort of the patient in the therapeutic process. We have
discharged patients successfully after as few as eight sessions,
and we have seen others in therapy for over a year with only
minimal improvements. Those that benefit from care share a few
commonalities: They are active in their own care; they are
motivated to change, they practice what is taught in session at
home, and they are able to overcome feelings of anger,
helplessness, and hoplessness by coming to peace with the
unfairness/injustice of inherent in losing functioning, money, etc.
because of an injury.